Securities Services
Trade-related Services
Charge Item | Charge (HK$／CNY￥) | Min ($／￥) | Remarks |
|---|---|---|---|
Brokerage Fee | 0.25% – 0.5% of transaction amount | $/￥100 | Direct enquires to account executive |
Transaction Levy（collected by SFC） | 0.0027% of transaction amount | – | – |
Trading Levy（collected by HKEx） | 0.00565% of transaction amount | – | – |
AFRC Transaction Levy | 0.0015% of transaction amount | – | – |
Settlement Fee | 0.006% of transaction amount | $3.5 | – |
Stamp Duty（collected by HKSAR） | 0.1% on gross consideration (Rounded up to the nearest dollar) | – | – |
Settlement-Related Service
Charge Item | Charge (HK$／CNY￥) | Min ($／￥) | Remarks | |
|---|---|---|---|---|
Physical Scrip Service | Stock Custody Fee | Free | – | – |
– | Transfer Deed Stamp duty （collected by HKSAR） | $/￥5 for each transfer deed | – | For shares traded for the 1st time |
– | Withdrawal Fee | $/￥5 per lot | $/￥30 | – |
Through CCASS | Deposit / Withdrawal Instruction (SI) | 0.002% of transaction amount + plus $/￥30 | – | – |
– | Deposit / Withdrawal Instruction (ISI) | $/￥30 | – | – |
Nominee Service & Corporate Action
Charge Item | Charge (HK$／CNY￥) | Min ($／￥) | Remarks |
|---|---|---|---|
Nominee Registration transfer | $/￥3.5 per lot, $/￥2.5 per lot for 100 lot, or above | $/￥30 | For shares registered in HKSCC under our custody |
Collection of dividends／Script dividends／Receipt of Bonus Issue | 0.5% on amount collected | $/￥30 | – |
Corporate actions（Right Issues／Cash Offer／Privatization／Warrants） | $/￥2 per lot for new share | $/￥30 | Not including AVD fee |
Corporate actions services charges
（Warrants／Right Issue） | $/￥3.5 per lot $/￥2.5 per lot for 100 lot or above | $/￥30 | – |
Share Consolidation／Splitting | $/￥30 per transaction | – | – |
*All agency matters (eg: dividends/scrip dividends/bonus shares/takeovers/privatizations…etc)
If the customer does not give any notice within the option time, the company will distribute it according to the default option of the clearing house
Other Services
Charge Item | Charge (HK$／CNY￥) | Min ($／￥) | Remarks |
|---|---|---|---|
Unclaimed Benefit Entitlement | $/￥600 each | – | – |
EIPO | $/￥60 | – | – |
Registration by Register
Other services for registered share | $/￥5 per lot | $/￥30 $/￥100 | – |
Reissue of Cheque | $/￥200 | – | – |
Reissue of Statement | $/￥100 | – | – |
Late charge fee | $/￥300 + interest | – | Prime rate + 9% |
Buy in charge fee | $/￥100 + 0.5% of market value at closing on settlement day | – | Not including AVD fee |
Multi counter eligible securities transfer fee for the transfer of multi counter eligible securities of an issuer from one stock code to another stock code. | $30 | – | |
Custody Fee | $300 | year ended |
* Wellfull Sec. Co. reserves the rights to revise any fee from time to time.
Effective Date：01／01／2022